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Anti-Money Laundering - 8th Annual Summit 2018

Vivanta by Taj President
Mumbai, India

In its 8th year, India’s flagship conference on Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) was held over two days in Mumbai.

The summit covered the latest national and regional trends and served as an exclusive platform for dialogue between regulators, financial industry practitioners and consultants on various aspects of AML and CFT.

"I request all AML officers to create a culture of compliance within their organisation, without which compliance will be merely technical and will not move to qualitative compliance."
Manoj Kaushik, IPS, Additional Director, FIU - India @ Fintelekt 7th Annual AML Summit 2017, Mumbai

"The role of AML compliance officers in staying ahead of the perpetrators of money laundering and terrorist financing, is becoming increasingly complex. Breaking down silos within organisations will be critical towards information and knowledge sharing for fighting the perpetrators of crime."
Vikas Tandon, Global Head - AML Risk & Control, Citibank
@ Fintelekt 7th Annual AML Summit 2017, Mumbai


8.30 am – 9.30 am
Registration


9.30 am – 9.45 am

Welcome Note

Shirish Pathak
Managing Director
Fintelekt Advisory Services


9.45 am to 11.00 am

Keynote Address followed by Q&A Session

Manoj Kaushik
Additional Director
Financial Intelligence Unit India (FIU-IND)

 


11.00 am – 11.15 am
Tea/Coffee Break


11.15 am – 11.45 am

Presentation: The Future of Compliance Screening – Are You Ready?

Saurabh Nagar
Regional Manager, Business Solutions Group, APAC
Accuity
 


11.45 am – 12.15 pm

Presentation: The Need for Improved Public/Private Sector Information Sharing in the Fight Against Financial Crime

Phil Cotter

Managing Director
Thomson Reuters Risk & Supply Chain
 


12.15 pm – 12.45 pm
LOW risk doesn’t mean NO risk - How to stay compliant in a rapidly changing world of Financial Crime and Compliance?

Vinod Menon
Regional Manager, South Asia
Bureau van Dijk - A Moody's Analytics Company



 

Nicholas McTaggart
Founder
Murinbin Consulting Pty Ltd 


 


12.45 pm – 1.45 pm
Networking Lunch


1.45 pm – 2.30 pm

Presentation: What to Consider in an AML Compliance Audit / Assessment

Pushpendra Sharma

Head of Compliance
RBL Bank

A regular AML audit or independent assessment is critical to determine whether an organisation’s AML programme delivers on its planned objectives, apart from meeting regulatory obligations. However, time and cost considerations often weigh heavily on the quality of AML audits. The session brings in practical advice and critical success factors in terms of making the most of an AML audit, as well as common pitfalls that can be avoided.


2.30 pm – 3.15 pm

Presentation: Elements of an Effective STR

Ravi Lahoti
Principal Officer and Head AML
HDFC Bank 

An STR (or SAR) is often considered as the heart of an AML compliance programme and forms the foundational input on the basis of which law enforcement agencies begin their crackdown on criminals. However, the quality of STRs remains a subjective issue, with regulators and law enforcement agencies often expecting more from reporting entities. The session will focus on what constitutes a good STR and how to improve the quality of an STR within the constraints of limited analyst time and resources.


3.15 pm – 3.45 pm
Presentation: Central KYC Registry in India

Sagar Tanna

Co Founder
TSS Consultancy

The presentation will provide an introduction to CKYCR, coverage and obligation of reporting entities. It will also cover the positive impact of these developments on digital customer on-boarding, opportunities to generate new business and assistance that it provides in risk mitigation, as well as differentiating factors between Aadhaar EKYC and CKYC.


3.45 pm – 4.15 pm
Tea/ Coffee Break


4.15 pm – 5.15 pm

Presentation: Risk Assessment of Suspicious Transaction Reports for Effective Utilisation and Management

Amitav
Additional Director General
Directorate of Risk Assessment
Government of India


 

9.30 am – 10.30 am
Panel Discussion
Trade Based Money Laundering

Key Issues:

  • Latest trends and typologies
  • Regional developments and their impact on TBML monitoring
  • The importance of industry co-operation and what more can be achieved

Moderator:

Kamlesh Rangan 
Director & Operations Lead - AML CoE
Ernst & Young


 

Panelists:

Farokh Adarian
Principal Officer
ICICI Bank Limited


 

Charan Rawat
Former Chief Governance Officer
Barclays Bank India


 

Jairam Manglani
Country Financial Crimes Compliance Head & MLRO
Standard Chartered Bank India





Nicholas McTaggart
Founder
Murinbin Consulting Pty Ltd 


 


10.30 am – 11.00 am
Tea/ Coffee Break


11.00 am to 12.00 pm
Panel Discussion: Red Flag Indicators for AML Compliance in Insurance
Expert speakers from Insurance companies will present on the latest trends and typologies and corresponding red flag indicators for effective AML compliance.

Moderator:

Debmalya Maitra
Sr Director - BFSI, Chokshi Group; 
Partner - Chokshi & Co; 
Advisory Board Member, Fintelekt

 

Panelists:


Vikas Anand
Chief Compliance Officer
Canara HSBC OBC Life Insurance



C.L. Baradhwaj
Executive Vice President (Legal & Compliance) & Company Secretary
Future Generali India Life Insurance Company 


Arpit Ratan
Co-Founder
Signzy


 


12.00 pm to 1.00 pm
​Panel Discussion: Red Flag Indicators for AML Compliance in Mutual Funds and Capital Markets 

Expert speakers from Mutual Fund and Capital market companies will present on the latest trends and typologies and corresponding red flag indicators for effective AML compliance within these sectors.

Moderator:

Debmalya Maitra
Sr Director - BFSI, Chokshi Group; 
Partner - Chokshi & Co; 
Advisory Board Member, Fintelekt
 


Panelists:

John Mathews
Executive Vice President & Head - Client Services
Principal Officer - AML
HDFC Asset Management

 

Bhalchandra Y Joshi
Senior Vice President, Head Service Delivery and Operations Excellence
Reliance Mutual Fund

 

Omkar Shirhatti
Co-Founder and CEO
Karza Technologies


 


​1.00 pm – 1.45 pm
Networking Lunch


1.45 pm – 2.15 pm
Presentation: Artificial Intelligence and Machine Learning 

Prashant Muddu
Chief Executive Officer and Managing Director
Jocata Financial Advisory and Technology Services 
 

 


2.15 pm – 3.30 pm
Panel Discussion: Strengthening the AML Compliance Framework in Non-Banking Finance Companies (NBFC)

Key Issues:

  • Key AML compliance challenges for NBFCs
  • Addressing limited awareness around PMLA guidelines
  • The role of technology and training in effective compliance

Moderator:

Arpita Bedekar 
Director - Marketing
Fintelekt Advisory Services

 


Panelists:

Dr. Sathyan David
Program Director
CAFRAL 


 

Pankaj Malik
CFO and Chief Compliance Officer and
Company Secretary
Fullerton India

 

Sagar Tanna 
Co Founder
TSS Consultancy P Ltd. - TrackWizz 


 

KV Srinivasan
Director and Chief Executive Officer
Profectus Capital 


 


3.30 pm – 4.00 pm
Tea/ Coffee Break


4.00 pm – 5.00 pm
Valedictory Address - How can Technology be Leveraged by the Financial Sector to Detect and Curb Money Laundering in the Country

Sanjeev Singh
Additional Director General - Systems
Directorate of Income Tax
Government of India

 


5.00 pm
Closing Session and Vote of Thanks

 

Banks, Financial Institutions, Mutual Funds, Insurance, NBFCs and Other Reporting Entities

Registration Fee per Delegate:
INR 11,500 + 18% GST


Technology Suppliers, Consulting Firms, Others

Registration Fee per Delegate:
INR 23,000 + 18% GST


Group Rate for ANMI and FIDC Members

Registration Fee per Delegate:
INR 7,600 + 18% GST


The registration fee includes tea/coffee and lunch on both days of the conference, as well as conference material. Please note that the delegate pass will not be transferable. Registrations will close on October 19, 2018.

To register and pay online, please click the link below:
 


To request an invoice to process your registration and make payment by NEFT / RTGS / Bank Transfer, please contact Prasanna Yadav at prasanna@fintelekt.com or at +91 9689003720

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