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Banking Compliance Symposium (Sri Lanka) 2016

Theme: Implementing a Risk-based Approach to Compliance

This symposium was organized by Fintelekt under guidance from the Association of Compliance Officers of Banks Sri Lanka, and was held on August 30, 2016 at Taj Samudra, Colombo.

Agenda

9.00 am
Delegate Registration & Tea/Coffee/Snacks


9.30 am
Welcome Address:
Current Opportunities & Challenges for Compliance Departments in SL Banks
Chaya Gunarathne, President - Association of Compliance Officers of Banks (ACOB) and Head of Compliance, Union Bank of Colombo


9.45 am

Presentation:
Experience Sharing on Risk Based Compliance Implementation and Supervision
Renu Ajwani, DGM-Risk Based Supervision, Department of Banking Supervision, Reserve Bank of India


10.45 am to 11.15 am
Tea/Coffee


11.15 am to 12.00 pm
Presentation: Best Practices for Building an Implementation Model
Neelesh Sarda, Senior President - Compliance, YES Bank​


12.00 pm to 12.30 pm
Presentation: Role of Technology and Analytics in Implementation of a Risk-Based Approach
Rahul Jandhyala, Senior Product Manager, Jocata Financial Advisory & Technology

12.30 pm to 1.30 pm
Lunch


1.30 pm to 3.00 pm
Panel Discussion:
Overcoming Implementation Challenges in Risk Based Compliance


•    Specific issues in moving to risk-based approach
•    What can be learnt from other countries that have implemented risk-based approach successfully
•    Key steps to be taken by banks to ensure speedy implementation of risk based compliance

Moderator: Neelesh Sarda, Senior President - Compliance, YES Bank

Panelists:
Chaya Gunarathne, President - Association of Compliance Officers of Banks (ACOB) and Head of Compliance, Union Bank of Colombo;
Samanthi Senanayake, Compliance Officer, People's Bank;
Panduka Abeysinghe, Deputy General Manager - Compliance, Axis Bank.


3.00 pm
Tea/Coffee & Distribution of Participation Certificates