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Research

Our research typically falls under any of the following categories:

  • Point of View: An independent opinion about an industry practice, observed trend or recent happening in the financial services industry.
     
  • Quick Insights: A topical insight pertaining to a niche segment or function within the banking, insurance and financial services industry.
     
  • Case Studies: Detailed analytical reports that highlight a particular organization’s experience with implementing a specific project.
     
  • Trends and Surveys: Analysis of user wants and needs within specific financial sector segments that help suppliers to the financial services industry fine tune their business plans.

RESEARCH REQUEST

To request a copy of our research, please write to us at contact@fintelekt.com

AML Compliance in India - What 2018 May Hold in Store

Banks and financial institutions in India have been battling both increasingly stringent global requirements as well as an evolving compliance environment domestically, especially following demonetisation. In 2018, more regulatory clarity is expected to emerge on Aadhar and some of the new-age payments areas, but institutions may continue to struggle to keep up with regulatory changes in the coming year. This note contains some expected themes for 2018. Download now

AML Compliance in Vietnam - Survey Report 2017

Fintelekt organised its annual AML Summit in Vietnam, on the sidelines of which AML compliance officers from banks, financial institutions and life insurance companies participated in a short survey to assess elements of the AML regime in the country. The objectives were to identify major threats and challenges, and highlight the strengths and improvement areas for AML compliance in the country. The report covers compliance officers' opinion on perceived risks/threats to the organisation, risk assessment, technology, awareness and training, and feedback on expectations from the Anti-Money Laundering Department (AMLD) and the regulators in Vietnam. Download report

AML Process Maturity in the Bangladesh Banking Industry - Survey Report 2017

Fintelekt ran a survey on the sidelines of its annual AML Summit in Dhaka recently, to understand and benchmark AML process maturity in the Bangladesh banking industry. The survey covered, in detail, compliance officers' opinion on processes related to risk identification and assessment, technology and monitoring, resources and training, and other current issues, including feedback on expectations from the Bangladesh FIU. Download report (8.0 MB)

AML Process Maturity in the Sri Lanka Banking Industry - Survey Report 2017

Fintelekt recently undertook a research study consisting of opinion from compliance officers of Sri Lankan banks to benchmark the AML process maturity. This study covers the processes related to risk identification and assessment, monitoring and record keeping, technology and systems, training and other parameters. In addition, opinions of compliance officers on issues such as current challenges, organisational priorities, senior managerial involvement, FIU and regulatory programmes were also included. Download report

AML Process Maturity in the Nepal Banking Industry - Survey Report 2017

A detailed AML/CFT survey was conducted for compliance officers at Nepalese banks to assess the regulatory environment and benchmark AML processes. This first of its kind survey for Nepal covers the processes related to risk identification and assessment, monitoring and record keeping, politically exposed persons, FATCA, technology and systems, resources, training and other parameters. In addition, opinions of compliance officers on issues such as current challenges, organisational priorities, senior managerial involvement, FIU and regulatory programmes were also included. Download report