Convenient and Effective
AML/CFT General Awareness – Mutual Funds (India)
On-demand AML/CFT training courses customised by country and financial services sector
Fintelekt’s AML/CFT General Awareness Training & Certification Course (Mutual Funds) is an industry-reviewed and regulator-reviewed module designed to help employees within mutual funds to gain the required knowledge about Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT) from an educational, regulatory and ethical perspective.
Training Information
Objectives
- To understand regulatory obligations and international norms around AML/CFT
- To learn about the latest trends within AML/CFT including new and emerging risks
- To learn ways to improve monitoring and reporting
- To understand the importance of preventive policies and controls
Level: Beginner-Intermediate
Inclusions: Assessment, Completion Certificate
Course Content
Module 1: Background and Key Concepts
- Why is AML and CFT important?
- Understanding Key Concepts in ML and TF
- Elements of a Robust AML/CFT Programme
Module 2: Regulatory Framework
- Financial Action Task Force
- AML/CFT Framework in India
- Reporting and Record Keeping
- FATCA and CRS
- Sanctions and Screening
- Penalties for KYC/AML/CFT Violations
Module 3: Money Laundering, Terrorist Financing and Related Terms
- Defining Money Laundering and Terrorist Financing
- Various Methods of Money Laundering
Module 4: Client Due Diligence
- Risk Management
- Client Identification Procedure
- Record Keeping
- Transaction Monitoring
Module 5: Red Flag Indicators for Identifying Suspicious Behaviour
- Identifying Potentially Suspicious Behaviour
- Red Flags Related to Customers
- Transaction-Related Red Flags
- Account-Related Red Flags
More Information
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