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Elevate Your Skills

Risk-Based Customer Due Diligence - India

Professional Training Programs

January 23, 2024

9.30 am to 5.00 pm

Mumbai, India

Overview

An intensive training workshop designed to help key employees from financial institutions in India understand how and when to apply customer due diligence and enhanced due diligence measures in line with a risk-based approach and in accordance with regulatory directives.

Workshop Coverage

Module 1: Regulatory framework & Key requirements

Module 2: Customer Acceptance Process

Module 3: Customer Risk & Categorisation

Module 4: Beneficial Ownership

Module 5: Organisational roles in effective KYC/ CDD/ EDD

Module 6: Group Work Case Study

Workshop Facilitator

Charan Rawat
Trainer, Fintelekt

Charan Rawat is associated with Fintelekt Advisory Services as a trainer and is the Head of Compliance at Rabobank, India. He is a seasoned professional with more than 30 years of experience in banking with large international banks such as Barclays Bank, Standard Chartered Bank, ANZ Grindlays Bank.
He started his career with the State Bank of India Group, followed by a stint at Vijaya Bank where he oversaw and managed corporate credit relationships with some of the largest industrial names in India. He has worked across Retail, Corporate and Investment Banking, Wealth
Management in multiple functions viz. Compliance, Credit Risk, Operational Risk, Relationship Management.
He is an MBA and a qualified lawyer by education. He is now pursuing his PhD in Law with focus on Insolvency and Bankruptcy Regime in India.

Who Should Participate?

Staff from KYC operations, AML compliance, regulatory compliance, financial crime compliance, branch banking, audit, legal, strategy, and corporate governance teams from banks, financial institutions, fintech companies, payment system operators and crypto exchanges in India.

Participation Fees

INR 11,000 (Plus GST) per person

  • Refreshments and lunch during the workshop are included in the fees.
  • Payment to be made before start date of the programme. Fintelekt reserves the right to deny entry to the participant if payment has not been received before the start of the workshop.
  • Cancellations are not allowed. Substitutions are welcome but must be communicated by email at least three days before  the workshop.
  • The training programme is subject to a minimum number of participants and may be cancelled by Fintelekt at its discretion, without liability, if this criterion is not met. In such instances, Fintelekt will offer the participants credit for a future programme, or a full refund.
  • If the workshop cannot take place due to any unforeseen reasons, it will be postponed and new dates will be announced. Fintelekt will retain the participation fees in a credit shell, which may be utilised by participants for the workshop on the revised date, or for any other Fintelekt training programme.

Contact Us

Seats are limited. To register for this workshop, please contact:

Karishma Dattani
Vice President – Sales
This is a staging enviroment